17 CFR 274.11c
§ 274.11c Form N-4, registration statement of separate accounts organized as unit investment trusts.
United States · 17 CFR — Commodity and Securities Exchanges · Status: effective
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- Citation
- 17 CFR 274.11c, § 274.11c Form N-4, registration statement of separate accounts organized as unit investment trusts, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/70105
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Full text
Form N-4 shall be used as the registration statement to be filed pursuant to section 8(b) of the Investment Company Act of 1940 by separate accounts that offer variable annuity contracts to register as unit investment trusts. This form shall also be used for registration under the Securities Act of 1933 of the securities of such separate accounts (§ 239.17b of this chapter).
Legislative history
This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.