17 CFR 274.12
§ 274.12 Form N-8B-2, registration statement of unit investment trusts that are currently issuing securities.
United States · 17 CFR — Commodity and Securities Exchanges · Status: effective
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- Citation
- 17 CFR 274.12, § 274.12 Form N-8B-2, registration statement of unit investment trusts that are currently issuing securities, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/70107
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Full text
This form shall be used as the registration statement to be filed, pursuant to section 8(b) of the Investment Company Act of 1940, by unit investment trusts other than separate accounts that are currently issuing securities, including unit investment trusts that are issuers of periodic payment plan certificates.
Legislative history
This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.