17 CFR 274.127d-1
§ 274.127d-1 Form N-27D-1 accounting of segregated trust account.
United States · 17 CFR — Commodity and Securities Exchanges · Status: effective
Cite this
- Citation
- 17 CFR 274.127d-1, § 274.127d-1 Form N-27D-1 accounting of segregated trust account, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/70118
- Permanent ID
ys:prov:70118@1- SHA-256
7dfe5d3b85ad56fccc30728a6070d3da080c927e0e1956b44fa4d314b35667d8
The hash is SHA-256 of this version's text, with every run of whitespace collapsed to a single space and the ends trimmed. The ID always leads back here, and checking it says whether the text you cited is still the current version.
Full text
This form shall be completed and filed with the Commission as a report required by § 270.27d-1 of this chapter by each depositor or principal underwriter, within 15 days after the close of each quarter during the first 2 years after the effective date of § 270.27d-1 of this chapter, and thereafter this form shall be filed annually on or before January 31 of the following calendar year. Each investment company for which a segregated trust account is established shall be listed on the cover page. Two copies of the form, plus an additional copy for each registered investment company covered, shall be filed and the filing shall be signed by an authorized representative of the depositor or underwriter.
Legislative history
This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.