17 CFR 274.150
§ 274.150 Form N-PORT, Monthly portfolio holdings report.
United States · 17 CFR — Commodity and Securities Exchanges · Status: effective
Cite this
- Citation
- 17 CFR 274.150, § 274.150 Form N-PORT, Monthly portfolio holdings report, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/70122
- Permanent ID
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Full text
(a) Except as provided in paragraph (b) of this section, this form shall be used by registered management investment companies or exchange-traded funds organized as unit investment trusts, or series thereof, to file reports pursuant to § 270.30b1-9 of this chapter not later than 60 days after the end of each fiscal quarter.
(b) Form N-PORT shall not be filed by a registered open-end management investment company that is regulated as a money market fund under § 270.2a-7 of this chapter or a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), or series thereof.
The text of Form N-PORT will not appear in the Code of Federal Regulations.
Legislative history
This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.