17 CFR 274.202

§ 274.202 Form 3, initial statement of beneficial ownership of securities.

United States · 17 CFR — Commodity and Securities Exchanges · Status: effective

Cite this

Citation: 17 CFR 274.202, § 274.202 Form 3, initial statement of beneficial ownership of securities, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/70126
Permanent ID: ys:prov:70126@1
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Full text

This form shall be filed pursuant to § 270.30h-1 for initial statements of beneficial ownership of securities required to be filed pursuant to section 30(h) of the Investment Company Act of 1940 (15 U.S.C. 80a-29(h)). (Same as § 249.103 of this chapter.)

Legislative history

This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.