17 CFR 279.1

§ 279.1 Form ADV, for application for registration of investment adviser and for amendments to such registration statement.

United States · 17 CFR — Commodity and Securities Exchanges · Status: effective

Cite this

Citation: 17 CFR 279.1, § 279.1 Form ADV, for application for registration of investment adviser and for amendments to such registration statement, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/70184
Permanent ID: ys:prov:70184@1
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Full text

This form shall be filed pursuant to Rule 203-1 (§ 275.203-1 of this chapter) as an application for registration of an investment adviser pursuant to sections 203(c) or 203(g) of the Investment Advisers Act of 1940, and also as an amendment to registration pursuant to Rule 204-1 (§ 275.204-1 of this chapter).

Legislative history

This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.