17 CFR 279.3

§ 279.3 Form ADV-H, application for a temporary or continuing hardship exemption.

United States · 17 CFR — Commodity and Securities Exchanges · Status: effective

Cite this

Citation: 17 CFR 279.3, § 279.3 Form ADV-H, application for a temporary or continuing hardship exemption, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/70186
Permanent ID: ys:prov:70186@1
SHA-256: c8cee8b2c927708e2d6194aa7ba7e7e33f5c51dd3e9e6819a6b0ce98c1cbd742

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Full text

An investment adviser must file this form under § 275.203-3 of this chapter to request a temporary hardship exemption or apply for a continuing hardship exemption.

Legislative history

This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.