17 CFR 300.500

§ 300.500 General.

United States · 17 CFR — Commodity and Securities Exchanges · Status: effective

Cite this

Citation: 17 CFR 300.500, § 300.500 General, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/70245
Permanent ID: ys:prov:70245@1
SHA-256: 4521ef603e55dce0042803f13eec66dfa527bef8c94bd6d1d2861342cc67e921

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Full text

These rules will be applied in determining whether a securities transaction gives rise to a “claim for cash” or a “claim for securities” on the filing date of either a liquidation proceeding pursuant to the Securities Investor Protection Act (hereinafter referred to as “the Act”) or a direct payment procedure pursuant to section 10 of the Act.

Legislative history

This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.