17 CFR 301.0-1

§ 301.0-1 Availability of forms.

United States · 17 CFR — Commodity and Securities Exchanges · Status: effective

Cite this

Citation: 17 CFR 301.0-1, § 301.0-1 Availability of forms, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/70251
Permanent ID: ys:prov:70251@1
SHA-256: c768b8a1f1c9783acbdf2f2675ec4e88198fc2738d9a1635b834adddbfc3e214

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Full text

The forms prescribed for use under the Securities Investor Protection Act of 1970, as amended, (the “Act”) and under part 300 of this chapter are identified and described in this part. Copies of these forms may be obtained upon request to, as appropriate, the Securities Investor Protection Corporation (“SIPC”) at 900 Seventeenth Street, NW., Washington, DC 20006, or the trustee appointed in a liquidation proceeding under section 5 of the Act.

Legislative history

This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.