17 CFR 301.300c
§ 301.300c Form 300-C, for report of all fails to receive.
United States · 17 CFR — Commodity and Securities Exchanges · Status: effective
Cite this
- Citation
- 17 CFR 301.300c, § 301.300c Form 300-C, for report of all fails to receive, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/70254
- Permanent ID
ys:prov:70254@1- SHA-256
cf0ca5a6493455f5a1f5c2cbf7ffa3efb6d4780df838a27e13d8d29e20647473
The hash is SHA-256 of this version's text, with every run of whitespace collapsed to a single space and the ends trimmed. The ID always leads back here, and checking it says whether the text you cited is still the current version.
Full text
This form shall be filed as required by § 300.303 of this chapter with the trustee in a proceeding under section 5 of the Act by a broker-dealer who executed transactions out of which arose open contractual commitments, as defined by § 300.300(c) of this chapter, with the debtor in the proceeding. The form shall be used to report all the fails to receive, as defied by § 300.300(a) of this chapter, that were open on the filing date, as well as any subsequent closeouts. This form shall accompany the form described in § 300.300a.
Legislative history
This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.