17 CFR 403.3

§ 403.3 Use of customers' free credit balances.

United States · 17 CFR — Commodity and Securities Exchanges · Status: effective

Cite this

Citation: 17 CFR 403.3, § 403.3 Use of customers' free credit balances, United States, version 1 as recorded 2026-07-09, yourstate.us, https://yourstate.us/provision/70292
Permanent ID: ys:prov:70292@1
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Full text

Every registered government securities broker or dealer shall comply with the requirement of § 240.15c3-2 of this title concerning the use of customer free credit balances. For purposes of this section, all references to “broker or dealer” in § 240.15c3-2 shall include government securities brokers and dealers.

Legislative history

This is a federal regulation, adopted through agency rulemaking under the Administrative Procedure Act — not enacted by a recorded vote of Congress.