Cal. Corporations Code § 25213.3
Cal. Corporations Code § 25213.3
California · California Corporations Code · Status: effective · Effective 2003-01-01
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- Citation
- Cal. Corporations Code § 25213.3, California, version 1 as recorded 2026-07-25, yourstate.us, https://yourstate.us/provision/793302
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Full text
The commissioner shall, after appropriate notices and opportunity for hearing, by order suspend, for a period not exceeding 12 months, or bar from any position of employment, management or control of any broker-dealer, any officer, director, partner, agent, employee of, or person performing similar functions for, a broker-dealer, or any other person, if the person has been convicted of, or has pleaded nolo contendere to, a felony or misdemeanor in violation of Section 25541 that was committed on or after January 1, 1989.