Cal. Corporations Code § 25249

California · California Corporations Code · Status: effective · Effective 2023-01-01

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Citation: Cal. Corporations Code § 25249, California, version 1 as recorded 2026-07-25, yourstate.us, https://yourstate.us/provision/793336
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If, after examination or investigation, the commissioner has reasonable grounds to believe that any broker-dealer or investment adviser is violating or has violated any law or rule binding upon it, the commissioner shall, by written order addressed to the broker-dealer or investment adviser, direct the discontinuance of the violation. The order shall be effective immediately, but shall not become final except in accordance with the provisions of Section 25251.