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Cal. Corporations Code § 28212

Cal. Corporations Code § 28212

California · California Corporations Code · Status: effective · Effective 1999-01-01

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Cal. Corporations Code § 28212, California, version 1 as recorded 2026-07-25, yourstate.us, https://yourstate.us/provision/793500
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The board of directors, executive committee, or other policy body of each licensee shall approve the contract to be entered into between the licensee and any person who will make recommendations with respect to the investment of funds of the licensee.