Cal. Corporations Code § 28700
Cal. Corporations Code § 28700
California · California Corporations Code · Status: effective · Effective 1999-01-01
Cite this
- Citation
- Cal. Corporations Code § 28700, California, version 1 as recorded 2026-07-25, yourstate.us, https://yourstate.us/provision/793529
- Permanent ID
ys:prov:793529@1- SHA-256
7ce72d004eedf72889722a9d1c2dda198b15ecf5af937ca634b396f557e4d146
The hash is SHA-256 of this version's text, with every run of whitespace collapsed to a single space and the ends trimmed. The ID always leads back here, and checking it says whether the text you cited is still the current version.
Full text
For purposes of this chapter, unless the context otherwise requires:
(a) “Office with a licensee” means the position of director, officer, or employee of the licensee or of any subsidiary of the licensee.
(b) “Subject person,” when used with respect to a licensee, means any of the following:
(1) Any controlling person or affiliate of the licensee.
(2) Any director, officer, or employee of the licensee or of any of the persons specified in paragraph (1).
(3) Any other person who participates in the conduct of the business of the licensee.